Doug is a Managing Director at Foreside Financial Group and serves as Verger’s outsourced Chief Compliance Officer. Doug works closely with the Audit and Compliance Committee of Verger’s Board of Managers and the Chief Operating Officer to develop, implement, and monitor policies necessary for compliance with state and federal law as well as the regulatory requirements of the firm.
Doug has over 30 years of compliance, audit, risk management, and consulting experience working with Broker-Dealers and investment advisers. Prior to joining Foreside, he served as Chief Compliance Officer for numerous firms and held senior positions with Bear Stearns and Prudential Securities.
Doug earned his bachelor’s degree in economics from Syracuse University.